Open Research Quarterly Update – Issue 2: June 2021

“Hello, and welcome to the June issue of the Open Research Quarterly Update (Digest). Here in the Open Research Services team at Jisc our mission is to help members embrace the benefits of open research by removing barriers, embedding open practices and developing open infrastructure. Much of our focus across Jisc involves working with the sector to negotiate agreements and develop services which underpin open research. This quarter’s update includes numerous examples of this in action.

Publications Router continues to expand its publishers’ contributions, while the Sherpa team have developed a new dataset which will provide details of Transitional Agreements to our users. In addition, Jisc Collections have been working with SCONUL to provide the Unsub dashboard. This month sees the first meeting of the Research Identifier National Coordinating Council (RINCC) on 21st June, which will coincide with the publication of a Cost Benefit Analysis Report, funded by the UK Persistent Identifiers (PIDs) for Open Access project….”

Exploring Open Access Practices, Attitudes, and Policies in Academic Libraries

Preprint at:

Abstract:  This article reports the results of a 2019 survey of academic librarians that investigated their attitudes, practices, and policies regarding open access (OA). This study asks if academic librarians write policies to ensure that they approach OA intentionally and systematically across all library services. The results indicate that, though librarians report favorable beliefs about OA and integrating OA into technical and public services, they seldom create OA policies.


G7 Research Compact

As Open Societies with democratic values we believe in academic freedom. The freedom to pursue intellectual enquiry and to innovate allows us to make progress on shared issues and drive forward the frontiers of knowledge and discovery for the benefit of the entire world. We recognise that research and innovation are fundamentally global endeavours. Nations, citizens,  institutions,  and  businesses  have  made  huge  strides  forward,  not  otherwise possible, through open research collaboration across borders. Working together we will use our position as leading science nations to collaborate on global challenges, increase the transparency and integrity of research, and facilitate data free flow with trust to drive innovation and advance knowledge.



Evaluating implementation of the Transparency and Openness Promotion (TOP) guidelines: the TRUST process for rating journal policies, procedures, and practices | Research Integrity and Peer Review | Full Text

Abstract:  Background

The Transparency and Openness Promotion (TOP) Guidelines describe modular standards that journals can adopt to promote open science. The TOP Factor is a metric to describe the extent to which journals have adopted the TOP Guidelines in their policies. Systematic methods and rating instruments are needed to calculate the TOP Factor. Moreover, implementation of these open science policies depends on journal procedures and practices, for which TOP provides no standards or rating instruments.


We describe a process for assessing journal policies, procedures, and practices according to the TOP Guidelines. We developed this process as part of the Transparency of Research Underpinning Social Intervention Tiers (TRUST) Initiative to advance open science in the social intervention research ecosystem. We also provide new instruments for rating journal instructions to authors (policies), manuscript submission systems (procedures), and published articles (practices) according to standards in the TOP Guidelines. In addition, we describe how to determine the TOP Factor score for a journal, calculate reliability of journal ratings, and assess coherence among a journal’s policies, procedures, and practices. As a demonstration of this process, we describe a protocol for studying approximately 345 influential journals that have published research used to inform evidence-based policy.


The TRUST Process includes systematic methods and rating instruments for assessing and facilitating implementation of the TOP Guidelines by journals across disciplines. Our study of journals publishing influential social intervention research will provide a comprehensive account of whether these journals have policies, procedures, and practices that are consistent with standards for open science and thereby facilitate the publication of trustworthy findings to inform evidence-based policy. Through this demonstration, we expect to identify ways to refine the TOP Guidelines and the TOP Factor. Refinements could include: improving templates for adoption in journal instructions to authors, manuscript submission systems, and published articles; revising explanatory guidance intended to enhance the use, understanding, and dissemination of the TOP Guidelines; and clarifying the distinctions among different levels of implementation.

Page charges and OA policies | Trading Knowledge

“Much of my time in the past 12 months has been committed to preparing for compliance with the Coalition S / Wellcome open access policies. Because we have core funding from Wellcome this means that all research papers submitted on or after 1 Jan 2021 must comply with their new OA policy.

So I have been buried in transformative deals, transformative journals and the Rights Retention Strategy, trying to ensure that these will work to make our research papers open and compliant with Plan S.

This work continues. The new policy only affects papers submitted on or after 1 Jan 2021 so we are just seeing more papers coming through for publication that need to comply with the new policy. And we are seeing a few cases where the publishers policies and practices conflict with what Plan S stipulates.  We are now at the stage when ’The shit hits the Plan’….”

Competition and Innovation Bill Includes New Tools to Target Chinese Trade Cheating, Spur U.S. Research and Manufacturing | U.S. Senator Ron Wyden of Oregon

“The package also includes a provision originally authored by Wyden and supported by Sen Rand Paul, R-Ky., requiring open access to federally funded research within 12 months of that research being published in peer-reviewed journals.

“Taxpayer-funded research shouldn’t be locked away behind expensive paywalls – it should be open to researchers to spur new innovation and scientific advances. Our provision will help ensure more researchers benefit from work paid for by the American public,” Wyden concluded….”

SPARC Statement on Public Access Provisions in the U.S. Innovation and Competition Act – SPARC

“We are pleased to see the U.S. Senate endorse language that strongly supports providing faster access to taxpayer-funded research results with today’s passage of the U.S. Innovation and Competition Act (S. 1260). 

Section 2527 of the bill, formerly the Endless Frontier Act, (titled “Basic Research”) includes language originally written by Senator Wyden and supported by Senator Paul that directs federal agencies funding more than $100 million annually in research grants to develop a policy that provides for free online public access to federally-funded research “not later than 12 months after publication in peer-reviewed journals, preferably sooner.” 

The bill also provides important guidance that will maximize the impact of federally-funded research by ensuring that final author manuscripts reporting on taxpayer funded research are:

Deposited into federally designated or maintained repositories;
Made available in open and machine readable formats; 
Made available under licenses that enable productive reuse and computational analysis; and
Housed in repositories that ensure interoperability and long-term preservation. …”

Open Scholarship Support Guide.pdf(Shared)- Adobe Document Cloud

“Steps to Support Open Scholarship

Open scholarship entails a culture shift in how research is conducted in universities. It requires action on the part of university administration, working in concert with faculty, sponsors and disciplinary communities.  Universities should consider steps in three areas:

•  Policies:  Language and guidance should be reviewed for alignment with open scholarship, in particular: (1) academic hiring, review, tenure and promotion (valuing diverse types of research products; metrics that  incentivize the open dissemination of articles, data, and other research outputs; and valuing collaborative research); (2) intellectual property (ownership, licensing and distribution of data, software, materials and publications); (3) research data protection (for data to be stored and shared through repositories); (4) attribution (recognizing full range of contributions);  and (5) privacy (insuring that privacy obligations are met). 

•  Services and Training:  Researchers need support to assure that data and other research objects are managed according to FAIR Principles: findable, accessible, interoperable and reusable.  While the specific solution must be tailored to the discipline and research, common standards, including Digital Object Identifiers (DOIs), must be followed.

•  Infrastructure:  Archival storage is required for data, materials, specimens and publications to permit reuse.  Searchable portals are needed to register research products where they can be located and accessed. Universities can recognize efficiencies by utilizing external resources (including existing disciplinary repositories) and by developing shared resources that span the institution when external resources do not exist.

Presidents and provosts are encouraged to work with their academic senates to create an open scholarship initiative that promotes institution-wide actions supporting open scholarship practices, while remaining sufficiently flexible to accommodate disciplinary differences and norms….”

Global Open Science Cloud Initiative: introduction event on 28 June 2021 – CODATA, The Committee on Data for Science and Technology

With the aim of encouraging cooperation, and ultimately alignment and interoperability, among these and similar endeavours, the Global Open Science Cloud (GOSC) initiative will go forward as an integral part of the ISC CODATA Decadal Program ‘Making Data Work for Cross Domain Grand Challenges’. The vision for a global coordinating activity emerged from a number of discussions, including those at the 2019 CODATA Conference. A CODATA GOSC Steering Group was established to help develop the foundations for the initiative and to ensure that it is fully international. Further information on the objectives, origins and linkages of the initiative is provided at the CODATA website: Invitation to Collaborate on the Global Open Science Cloud Initiative. The mission of GOSC will be to help connect various institutional, national, and regional initiatives, laying the foundations for cross-continental, federated, Open Science and FAIR infrastructure, and virtual research environments. GOSC will pursue its mission through thematic Working Groups addressing a number of challenges shared by Open Science Clouds (including governance and sustainability, policy and legal issues, technical alignment, and data interoperability). GOSC will also develop Case Studies of domain and cross-domain research supported by different Open Science infrastructures. As a first step, the GOSC initiative will hold a meeting at 10:00-12:00 UTC on 28 June 2021, to introduce the initiative and to initiate the Working Groups and Case Studies. All partners and stakeholders from the GOSC community, including but not limited to leaders and contributors to Open Science infrastructure initiatives, policy makers, domain scientists, data experts, and other users are welcome to join the event in June and the GOSC initiative!

Practical Guide to Sustainable Research Data – Science Europe

“This Practical Guide provides guidance to ensure the long-term preservation and accessibility of research data, and supports organisations to provide a framework in which researchers can share their output in a sustainable way.

It includes three complementary maturity matrices for funders, performers, and data infrastructures. These allow them to evaluate the current status of their policies and practices, and to identify next steps towards sustainable data sharing and seeking alignment with other organisations in doing so….”