OPEN DATA, GREY DATA, AND STEWARDSHIP: UNIVERSITIES AT THE PRIVACY FRONTIER

Abstract:  As universities recognize the inherent value in the data they collect and hold, they encounter unforeseen challenges in stewarding those data in ways that balance accountability, transparency, and protection of privacy, academic freedom, and intellectual property. Two parallel developments in academic data collection are converging: (1) open access requirements, whereby researchers must provide access to their data as a condition of obtaining grant funding or publishing results in journals; and (2) the vast accumulation of “grey data” about individuals in their daily activities of research, teaching, learning, services, and administration. The boundaries between research and grey data are blurring, making it more difficult to assess the risks and responsibilities associated with any data collection. Many sets of data, both research and grey, fall outside privacy regulations such as HIPAA, FERPA, and PII. Universities are exploiting these data for research, learning analytics, faculty evaluation, strategic decisions, and other sensitive matters. Commercial entities are besieging universities with requests for access to data or for partnerships to mine them. The privacy frontier facing research universities spans open access practices, uses and misuses of data, public records requests, cyber risk, and curating data for privacy protection. This Article explores the competing values inherent in data stewardship and makes recommendations for practice by drawing on the pioneering work of the University of California in privacy and information security, data governance, and cyber risk.

APO | Analysis and Policy Observatory

“Analysis & Policy Observatory (APO) is an award-winning, open access knowledge hub and information service providing easy access to policy and practice research and resources. 

APO makes policy research visible, discoverable and usable. 

Established in 2002 at Swinburne University of Technology in Melbourne, APO is a not-for-profit collaborative knowledge infrastructure and web platform working with partners from universities and organisations across Australia, New Zealand and beyond.”

Open Folklore

“A partnership of the American Folklore Society and the Indiana University Libraries, Open Folklore is a scholarly resource devoted to increasing the number and variety of open access resources, published and unpublished, that are available for the field of folklore studies and the communities with whom folklore scholars partner….”

Transition to Open Access and its implications on Grey Literature Resources: EBSCOhost

Abstract:  This paper describes the transition to Open Access and its implications on grey literature resources. In this paper we will present current Open Access models, known as “offsetting deals”, which main intention is to avoid “double dipping”. This part will also review the role of library consortia in this process, as well as current Open Access policies in Europe. The second part of this paper will explore the role of grey literature in transition process to Open Access. Grey literature is an important source of original research and up to date information, although the lack of peer review and formal publication standards must be taken into account during an evaluation process. Grey literature plays an important role in the rapid and timely distribution of in-depth, recent, scientific and technical information, and also provides access to a broad range of information and often contains new ideas. Research that is not published in journals but available in other formats (such as reports, theses or conference proceedings) is often more detailed, more recent and sometimes more rapidly disseminated. Due to the competitive and time consuming nature of publishing in peer-reviewed academic journals, some research may never make into journals and would, therefore, be inaccessible to interested parties without the grey literature. We will present possible ways of increasing the visibility of grey literature repositories, their inclusion in open access databases, and how to connect these institutional grey literature repositories with current research information systems. 

Back to Grey : Disclosure and Concealment of Electronic Theses and Dissertations

Abstract: The open access principle requires that scientific information be made widely and readily available to society. Defined in 2003 as a “comprehensive source of human knowledge and cultural heritage that has been approved by the scientific community”, open access implies that content be openly accessible and this needs the active commitment of each and every individual producer of scientific knowledge. Yet, in spite of the growing success of the open access initiative, a significant part of scientific and technical information remains unavailable on the web or circulates with restrictions. Even in institutional repositories (IRs) created to provide access to the scientific output of an academic institution, more or less important sectors of the scientific production are missing. This is because of lack of awareness, embargo, deposit of metadata without full text, confidential content etc. This problem concerns in particular electronic theses and dissertations (ETDs) that are disseminated with different status – some are freely available, others are under embargo, confidential, restricted to campus access (encrypted or not) or not available at all. While other papers may be available through alternative channels (journals, monographs etc.), ETDs most often are not. Our paper describes a new and unexpected effect of the development of digital libraries and open access, as a paradoxical practice of hiding information from the scientific community and society, while partly sharing it with a restricted population (campus). The study builds on a review of recent papers on ETDs in IRs and evaluates the availability of ETDs in a small panel of European and American academic IRs and networks. It provides empirical evidence on the reality of restricted access and proposes a model of independent variables affecting decisions on embargo and on-campus access, together with a table of different degrees of (non) open access to ETDs in IRs. The paper builds on a study conducted in Lille between January and April 2013 (Schöpfel & Prost 2013) and contributes to a French-German survey on ETD embargoes carried out by the Institute for Science Networking at the University of Oldenburg and the University of Lille.

Forerunners and Manifold: A Case Study in Iterative Publishing: Journal of Scholarly Publishing: Vol 48, No 2

Abstract:  Manifold rethinks the print model of scholarly publishing by offering an open-source platform where authors and publishers can produce iterative texts, powerful annotation tools, rich media support, and robust community dialogue. One aspect of iterative publishing is producing ‘grey literature’ texts. At the University of Minnesota Press, the Forerunners series offers authors a space to publish their creative, speculative thought quickly and accessibly. This allows authors to engage with the expertise of a university press at a much earlier stage than usual. In this piece, the authors discuss how this process affects the acquisitions and production workflows, and offer Forerunners as a case study for thinking through iterative scholarship.