The impact of open access mandates on scientific research and technological development in the U.S.: iScience

“Highlights

We examine the impact of the U.S. Department of Energy’s open-access mandate
Scientific articles subject to the mandate were utilized on average 42% more in patents
Articles subject to the mandate were not cited more frequently by other academic papers
Small firms were the primary beneficiaries of the increased knowledge diffusion…”

Data Sharing for Research: A Compendium of Case Studies, Analysis, and Recommendations

“Today, the Future of Privacy Forum (FPF) published a report on corporate-academic partnerships that provides practical recommendations for companies and researchers who want to share data for research. The Report, Data Sharing for Research: A Compendium of Case Studies, Analysis, and Recommendations, demonstrates how, for many organizations, data-sharing partnerships are transitioning from being considered an experimental business activity to an expected business competency….

Corporate data-sharing partnerships offer compelling benefits to companies, researchers, and society to drive progress in a broad array of fields. However, organizations have long faced complex commercial, legal, ethical, and reputational risks that accompany the activity and act as disincentives to sharing data for academic research.

 

This report contains eight case studies that look at specific corporate/academic data-sharing partnerships in depth, from initiation through the publication of research findings. These case studies illuminate practical challenges for implementing corporate data sharing with researchers. Some common themes that emerged from the case studies include:

 

Successful data-sharing partnerships use Data-Sharing Agreements that require both the company and researchers to take steps to protect privacy. 
Some of the challenges of data sharing include technical knowledge and infrastructure gaps between companies and researchers, and the continuing need for ethics and privacy review for industry-based research.
Promising practices for data sharing include the use of Privacy Enhancing Technologies and company-created, public-facing data-sharing menus to facilitate new partnerships.
While data sharing has significant costs and inherent risks, the risks can be managed, and the benefits to researchers, companies, and society make data sharing worth the effort….”

An Open Access Strategy for the Drug Repurposing Community – Drug Repurposing Central

Abstract:  To ensure the widest possible dissemination of research results to the academic community, pharmaceutical industry, patients and to the broader public, the EU-funded drug repurposing project REPO4EU is committed to an Open Science approach. Because Open Science can be interpreted widely, this document lays out the strategy of the project with regard to Open Access publishing, alternative metrics, intellectual property and FAIR data, in line with the goals of the European Commission. The Open Science Strategy forms the theoretical framework for the REPO4EU Open Science publishing portal that will develop into an open hub of research results and communication for the entire drug repurposing community.

 

Encore+ Project

“The project will:

Engage business actors including SMEs, in the OER ecosystem by demonstrating the innovation potential of open content for Human Resources development in companies.

Nurture the uptake of OER in Europe by stimulating the integration of organisational strategies for OER in business and academia, encouraging both sectors to co-learn from successful implementation practice.

Contribute to the development of a sustained and well-mapped European OER innovation area by connecting and fostering knowledge exchange across HE and business.

Organise and open cultures and communities to facilitate stakeholder collaboration and catalyse the spread of innovative practices built on OER across the European area.

Realise a new vision for technological infrastructure which develops collaboration and connection among OER repositories into a European OER Ecosystem.

Establish open, distributed and highly trusted community-based quality review strategies for the future European OER Ecosystem and involve businesses and higher education institutions in dialogues on quality and innovation through OER.”

OER as Catalyst for Business-University Cooperation

“The event will be an opportunity to discuss the results of the Encore+ Network activities of the past 3 years and to jointly reflect on how open educational resources and practices can contribute to business-university cooperation (& entrepreneurialism).”

Open Pharma launches new open access benchmarking tool – Open Pharma – Innovations in medical publishing

“Open Pharma has developed a new, free-to-view, online tool that reports open access (OA) publishing rates, access types and OA licences for peer-reviewed medical publications with authors affiliated to pharma companies and universities.

The Open Pharma OA position statement emphasizes the importance of publishing research OA to ensure that high-quality, peer-reviewed evidence is available to anyone who needs it, anywhere in the world and without charge.

The recognized benefits of OA publishing include improved equity in access to medical knowledge and scientific advances, increased research transparency and the potential to foster greater public trust in scientific research (Figure 1). Emerging data from global publishers Taylor & Francis also suggest that research published OA typically has higher reach and impact than comparable paywalled articles of a similar age….”

Patients at the Heart of the Scientific Dialogue: An Industry Perspective | SpringerLink

“Pharmaceutical companies need to regularly communicate to patients all essential information about their medicines, especially data from the research studies that were conducted to evaluate the medicine’s benefits and risks. To do that, companies will need to make sure patients have access to and awareness of relevant information. This can be achieved by ensuring medical information is freely available to the reader, and working with publishers to facilitate open access (free) publications. Companies should also help improve patients’ understanding of medical terminology, offer simplified versions of scientific content, and deliver information through various formats (print versus digital, text versus audio versus video) to address different learning styles and literacy levels. This will empower patients with knowledge and improve shared decision-making. It will also be essential for pharmaceutical companies to involve patients in various stages of medicine development, such as getting their input on how the research studies for investigating these medicines are designed and reported to ensure relevant information to patients are well-captured and clear. This should also go in parallel with providing opportunities to elevate the patient voice through patient-partnered research and authorship on topics particularly relevant to them.”

 

Data for Good Can’t be a Casualty of Tech Restructuring  • CrisisReady

“Technology companies like Meta, Twitter and Amazon are laying off thousands of employees as part of corporate restructuring in an uncertain global economy. In addition to jobs, many internal programs deemed unnecessary or financially infeasible may be lost. Programs that fall under the rubric of “corporate social responsibility” (CSR) are generally the first casualties of restructuring. CSR efforts include “data for good” programs designed to translate anonymized corporate data into social good and may be seen in the current climate as a way that companies cater to employee values or enable friendlier regulatory environments; in other words, nice-to-haves rather than need-to-haves for the bottom line.  

We believe the platforms built to safely and ethically share corporate data to support public policy are not a luxury that companies should jettison or monetize. The data we produce in our daily lives has become integral to how public decisions are made while planning for public health or disaster response. Our 21st century public data ecosystem is increasingly reliant on novel private data streams that corporations own and currently share only conditionally and increasingly, for profit….

We contend that the rapid sharing of aggregated and anonymized location data with disaster response and public health agencies should be automatic and free — though conditional on strict privacy protocols and time-limited — during acute emergencies….

While the challenges to realizing the full value of private data for public good are many, there is precedent for a path forward. Two decades ago, the International Space Charter was negotiated to facilitate access to satellite data from companies and governments for the sake of responding to major disasters. A similar approach guaranteeing access rights to privately held data for good during emergencies is more important now….”

Mehr Transparenz in der klinischen Forschung: Wie werden die neuen Transparenzvorschriften aus Sicht der pharmazeutischen Industrie bewertet? | SpringerLink

[English-language abstract, article in German.]

Abstract:  The year 2014 was a turning point for transparency in clinical research. Two regulatory innovations comprehensively changed the rules in the EU. For one thing, Regulation (EU) No. 536/2014 on clinical trials of medicinal products for human use (Clinical Trials Regulation – CTR) came into force, and for another thing, Policy 0070 of the European Medicines Agency (EMA) on the publication of and access to clinical data was published. While the policy has been occupying the pharmaceutical industry in practice since 2015, the requirements of the CTR came into effect at the end of January 2022.

The main innovation of the CTR is public access to the majority of documents and records that are created during the application process as well as during the course and after completion of a clinical trial. The special feature of Policy 0070 is the possibility for EU citizens to inspect the essential parts of a marketing authorisation application, such as the Clinical Study Report.

This contribution to the discussion describes the completely new challenges in the area of transparency that the pharmaceutical industry is facing as a result of the new requirements. In principle, transparency is to be welcomed in order to achieve the goals of the EU in the development and availability of medicines and vaccines. However, the protection of trade and business secrets of the pharmaceutical industry would be jeopardised. In the worst case, this could lead to a decline in investment in research and development within the scope of this regulation and to an international shift of clinical trials, including developing or emerging countries. Germany could lose more and more its leading role in conducting clinical trials in the EU.

FPF Releases “The Playbook: Data Sharing for Research” Report and Infographic

“Today, the Future of Privacy Forum (FPF) published “The Playbook: Data Sharing for Research,” a report on best practices for instituting research data-sharing programs between corporations and research institutions. FPF also developed a summary of recommendations from the full report….

Facilitating data sharing for research purposes between corporate data holders and academia can unlock new scientific insights and drive progress in public health, education, social science, and a myriad of other fields for the betterment of the broader society. Academic researchers use this data to consider consumer, commercial, and scientific questions at a scale they cannot reach using conventional research data-gathering techniques alone. This data also helped researchers answer questions on topics ranging from bias in targeted advertising and the influence of misinformation on election outcomes to early diagnosis of diseases through data collected by fitness and health apps.

 

The playbook addresses vital steps for data management, sharing, and program execution between companies and researchers. Creating a data-sharing ecosystem that positively advances scientific research requires a better understanding of the established risks, opportunities to address challenges, and the diverse stakeholders involved in data-sharing decisions. This report aims to encourage safe, responsible data-sharing between industries and researchers….”

Not all that shines is Diamond: why Open Access publication favours rich authors, prestigious universities and industry-funded research | A Blog of Trial and Error

by Marcel Hobma

In recent years, it has become increasingly common for researchers to publish their work in Open Access by paying article processing costs to the publisher [1, 2]. Before the digital revolution, academic publishing was mostly subscription-based and university libraries paid publishers at regular intervals for large bundles of journals. Every physical copy of a journal came with its own production and distribution costs, making Open Access an unrealistic pursuit. When academic research was digitalized and the costs of copying and disseminating research lowered dramatically, the Open Access movement gained momentum and at least four ways of Open Access (OA) publishing joined the old subscription model [3]. Authors can now publish their studies in subscription-based Green OA journals, which allows them to republish their work on large preprint servers such as ArXiv and in freely accessible institutional repositories managed by university libraries. A second option is to publish in full Open Access, peer-reviewed journals that rely on author-paid article processing costs to maintain a steady source of income. Diamond OA journals like the Journal of Trail and Error also publish in full Open Access, but don’t charge the authors with any costs. Lastly, there exists the option to publish in commercial Hybrid journals that combine the subscription model with Open Access publishing.

Article processing costs allow researchers to publish Open Access articles in well-edited and prestigious journals, which is the main reason for authors and their funders to pay these costs. Open access is often portrayed as essential to the transparent and cooperative nature of science, but also aims to circumvent the high paywalls raised by commercial publishers that limit the access of research, and therefore facilitate the dissemination of valuable knowledge [4-6]. However, the promises and advantages of the author-paid funding mechanism also come with a downside in the form of publication bias. Not every author or institution might be able or willing to pay article processing costs if they are too high and this could lead to selective publishing practices that favour certain groups of researchers, institutions and research topics.

[…]

 

Chief Scientist plan for free research access for all

“The nation’s chief scientist will this year recommend to government a radical departure from the way research is distributed in Australia, proposing a world-first model that shakes up the multi-billion-dollar publishing business so Australian readers don’t pay a cent.

The proposed open access model would give every Australian  access to research without fee – not just researchers – with a new implementation body negotiating a deal with the publishers who have historically kept the work behind paywalls.

The model goes much further than open access schemes in the US and Europe by including existing research libraries and has been designed specifically for Australia’s own challenges.

After exploring the issue for decades, including the last 18 months working on a new national open access strategy, Dr Cathy Foley will recommend the new model to the Albanese government as a way to address key economic and social issues….

Dr Foley has instead opted for a “gold” open access model, where publishers maintain the functional role they play and are paid for it, but must permanently and freely make research literature available online for any Australian to read….

National agreements with publishers would cover both open access publishing costs, also called article processing charges or APCs, for all Australian-led research, and read access for all of Australia to each publisher’s entire catalogue.

In the proposed model, a central body will pool the money usually spent on research access to negotiate a better deal with collective bargaining because even some of Australia’s biggest research institutions pale in comparison to global publishing giants, Dr Foley said….”

A new open-access platform to bring greater oversight of deforestation risks – SPOTT.org | SPOTT.org

“ZSL [Zoological Society of London], as a sub-grantee alongside Global Canopy, will be launching a revolutionary platform in 2022 bringing together the best data available on corporate exposure to, and reporting on, deforestation and other related environmental, social and governance (ESG) issues.

The project aims to provide market-leading data to help financial institutions identify risks and find opportunities for sustainable investments to meet the growing demand for responsible financial products in light of the biodiversity and climate crises.

The database will be underpinned by the data collected through ZSL’s SPOTT assessments, Global Canopy’s Forest 500 assessments and the Stockholm Environment Institute, Global Canopy and Neural Alpha’s Trase Supply Chains and Trase Finance data, and will be aligned with the Accountability Framework Initiative and its guidance.

Supported by a five-year grant from the Norwegian government, the resulting data and metrics will provide a more comprehensive view of company performance on deforestation, conversion and associated human rights risks. The dataset will also provide broader coverage of the most exposed forest risk supply chains (in particular: palm oil, soy, timber, pulp, rubber and cattle products) and geographies where corporate performance data on these topics is currently missing. By mapping and integrating data from aligned initiatives and external datasets, more complete and in-depth coverage of corporate performance data will be available….”

Public use and public funding of science | Nature Human Behaviour

Abstract:  Knowledge of how science is consumed in public domains is essential for understanding the role of science in human society. Here we examine public use and public funding of science by linking tens of millions of scientific publications from all scientific fields to their upstream funding support and downstream public uses across three public domains—government documents, news media and marketplace invention. We find that different public domains draw from various scientific fields in specialized ways, showing diverse patterns of use. Yet, amidst these differences, we find two important forms of alignment. First, we find universal alignment between what the public consumes and what is highly impactful within science. Second, a field’s public funding is strikingly aligned with the field’s collective public use. Overall, public uses of science present a rich landscape of specialized consumption, yet, collectively, science and society interface with remarkable alignment between scientific use, public use and funding.

 

Early firm engagement, government research funding, and the privatization of public knowledge | SpringerLink

Abstract:  Early firm engagement in the scientific discovery process in public institutions is an important form of science-based innovation. However, early firm engagement may negatively affect the academic value of public papers due to firms’ impulse to privatize public knowledge. In this paper, we crawl all patent and paper text data of the Distinguished Young Scholars of the National Science Foundation of China (NSFC) in the chemical and pharmaceutical field. We use semantic recognition techniques to establish the link between scientific discovery papers and patented technologies to explore the relationship between the quality of public knowledge production, government research funding, and early firm engagement in the science-based innovation process. The empirical results show that, first, there is a relatively smooth inverted U-shaped relationship between government research funding for scholars and the quality of their publications. An initial increase in government research funding positively drives the quality of public knowledge production, but the effect turns negative when research funding is excessive. Second, government research funding for scholars can act as a value signal, triggering the firm’s impulse to privatize high-value scientific discoveries. Hence, early firm engagement moderates the inverted U-shaped relationship such that at low levels of research funding, early firm engagement can improve the quality of public knowledge production, and at high levels of research funding, early firm engagement can further reduce the quality of public knowledge production.