Mixed feelings emerge on Springer Nature deal with British universities

“As part of the new deal with the German-British publisher announced last month, universities will have unlimited open-access publishing in Springer and Palgrave hybrid titles, while free-to-read publishing will be available in Nature and Nature research journals, although this option will be restricted to a certain number of papers….

While the agreement would “result in real-term cost savings for all institutions” and was accepted by all universities that responded to a consultation, a large number had “significant reservations” about the deal, added Jisc….

These concerns centered on the high cost of publishing open access outside the agreement and limited transparency, particularly regarding how Springer Nature’s article-processing charges (APCs) are calculated, with gold open access for Nature priced at 8,490 pounds ($10,616). Springer Nature was one of several major publishers—along with Elsevier—which opted in November not to participate in Plan S’s Journal Comparison Service, in which journals shared information about their costs and services.

 

Paul Ayris, pro vice provost at University College London (libraries, culture, collections, open science) told Times Higher Education that the sector would only “grudgingly” accept the new deal because it “bakes into the system the high prices that we’ve seen with subscriptions.”…”

Springer Nature doublespeak | Plan S

“One thing that crops up in politics is situations where politicians attempt to explain a new law they know people won’t like or agree with, and do so by putting a spin on it that describes it in a way that doesn’t seem so bad. This is also true of the publisher Springer Nature’s (SN) information about self-archiving for papers containing rights retention (RR) language. The information is provided on the page about SN journal policies….

[Quoting SN] “Authors should note, however, that manuscripts containing statements about open licensing of accepted manuscripts (AMs) can only be published via the immediate gold open access (OA) route, to ensure that authors are not making conflicting licensing commitments, and can comply with any funder or institutional requirements for immediate OA.”

 

This is where things start to get tricksy. Translation – if the author assigns a prior licence to their AAM and submits the manuscript to a SN subscription journal that also offers an Open Access (OA) option (sometimes known as a hybrid journal), then the publisher will only accept it if the author pays for OA publication (sometimes known as ‘gold’ OA). Mind you, SN is not rejecting the manuscript outright; it’s just that they will ONLY accept it if the author pays. So by extension, if they don’t pay, SN won’t publish the paper, which amounts to a rejection. However hard I try, I can’t seem to tally “only be published via the immediate gold open access (OA) route” with “only accepting manuscripts on their editorial merit.” The wording is slippery here. Like those politicians, SN doesn’t ACTUALLY state that if you don’t, won’t or can’t pay, they will reject your paper. But in practice, that is exactly what they imply. This is pure smoke and mirrors….”

UK universities agree open access publishing deal with Springer Nature | Jisc

“Following a year-long negotiation led by Jisc, UK universities have agreed a new, three-year read and publish open access (OA) deal with Springer Nature.

The deal meets the sector’s requirements to reduce costs and to expedite full and immediate open access in more than 2,500 Springer Nature titles, including Nature, the Nature research journals, and the Palgrave portfolio. 

It also helps researchers and their institutions meet research funders’ open access requirements. 

Results of the consultation on the latest proposal from Springer Nature were conclusive, with all 110 respondents voting to accept the offer, although a large number did so ‘with significant reservations’.  

There were concerns around the high cost of publishing OA outside the agreement and the limited transparency, particularly with how Springer Nature’s article processing charges (APCs) are calculated.  

Comments were also raised around Springer Nature’s approach to author rights retention, given the publisher’s commitment to gold OA, which some respondents felt created barriers to equitable OA publishing worldwide….”

‘Significant reservations’ over Springer OA deal | Times Higher Education (THE)

UK universities have agreed a new three-year read-and-publish deal with Springer Nature, despite many expressing “significant reservations” over the high cost of publishing open access in prestige titles.

As part of the new deal with the German-British publisher announced on 3 April, universities will have unlimited open-access publishing in Springer and Palgrave hybrid titles, while free-to-read publishing will be available in Nature and Nature research journals, although this option will be restricted to a certain number of papers.

Based on modelling, this cap on Nature-branded titles would be “sufficient” for British institutions, said Jisc, the UK’s higher education IT consortium, which has been negotiating with Springer Nature on behalf of UK institutions for more than a year.

While the agreement would “result in real-term cost savings for all institutions” and was accepted by all universities that responded to a consultation, a large number had “significant reservations” about the deal, added Jisc.

These concerns centred on the high cost of publishing open access outside the agreement and limited transparency, particularly regarding how Springer Nature’s article-processing charges (APCs) are calculated, with gold open access for Nature priced at £8,490. Springer Nature was one of several major publishers – along with Elsevier – which opted in November not to participate in Plan S’ Journal Comparison Service, in which journals shared information about their costs and services.

Paul Ayris, pro-vice-provost at UCL (libraries, culture, collections, open science) told Times Higher Education that the sector would only “grudgingly” accept the new deal because it “bakes into the system the high prices that we’ve seen with subscriptions”.

“Those APCs of €9,500 are a huge amount to pay. It’s too much for one article, and that level seems to have been built into the new deal. Springer Nature can’t explain how they’ve arrived at this price, either,” he added.

Although libraries recognised this was the “best possible deal that could be achieved at the moment”, Dr Ayris said, the transformative deals agreed with publishers were not delivering the change that many academics or librarians had anticipated. He added that they would exacerbate global inequalities because poorer nations would be unable to pay high-cost APCs.

Other concerns included Springer Nature’s approach to author rights retention, which some respondents felt created barriers to equitable open-access publishing worldwide, Jisc said.

The deal with the world’s second-largest publisher comes after the rejection of a previous offer in February because of cost concerns, with UK universities also vetoing a proposed deal last year that would have required them to pay nearly £1 million extra.

Welcoming the new agreement, Stephen Decent, principal and vice-chancellor at Glasgow Caledonian University, said it would “further extend the reach and impact of UK research by providing open-access publishing in 2,500 Springer Nature journals”, which would lead to about 6,000 papers a year being published in a free-to-read format with the world’s second-biggest academic publisher.

“While this is an important deal that delivers concessions, the goal of fully accessible open research still eludes us,” added Professor Decent, who called for “a more inclusive and open research culture, where all contributions to research are valued, regardless of the type of output or where they are published”.

Carolyn Honour, chief commercial officer at Springer Nature, said the new deal would “for the first time” cover all Springer Nature journals and would also “open up access to UK research” and extend “publishing opportunities to a broader range of institutions and disciplines”.

The publisher would “remain committed to working transparently, through the publication of data and resources, and extensively with our global partners, to drive progress towards this goal”, added Ms Honour.

 

White House open access proposal would limit research and innovation  | The Hill

“We all share the goal of open access for taxpayer-funded research. However, the current OSTP proposal fails to address the crucial funding mechanism which allows for the peer-reviewed publication of vital research. We are eager to work with OSTP and Congress on an equitable solution which provides the necessary funding streams while ensuring the American public has open access to taxpayer-funded research….”

What constitutes equitable data sharing in global health research? A scoping review of the literature on low-income and middle-income country stakeholders’ perspectives | BMJ Global Health

Abstract:  Introduction Despite growing consensus on the need for equitable data sharing, there has been very limited discussion about what this should entail in practice. As a matter of procedural fairness and epistemic justice, the perspectives of low-income and middle-income country (LMIC) stakeholders must inform concepts of equitable health research data sharing. This paper investigates published perspectives in relation to how equitable data sharing in global health research should be understood.

Methods We undertook a scoping review (2015 onwards) of the literature on LMIC stakeholders’ experiences and perspectives of data sharing in global health research and thematically analysed the 26 articles included in the review.

Results We report LMIC stakeholders’ published views on how current data sharing mandates may exacerbate inequities, what structural changes are required in order to create an environment conducive to equitable data sharing and what should comprise equitable data sharing in global health research.

Conclusions In light of our findings, we conclude that data sharing under existing mandates to share data (with minimal restrictions) risks perpetuating a neocolonial dynamic. To achieve equitable data sharing, adopting best practices in data sharing is necessary but insufficient. Structural inequalities in global health research must also be addressed. It is thus imperative that the structural changes needed to ensure equitable data sharing are incorporated into the broader dialogue on global health research.

Strife at eLife: inside a journal’s quest to upend science publishing

“Last October, the pioneering life-sciences journal eLife introduced bold changes to its editorial practice — which some researchers applauded as reimagining the purpose of a scientific journal. From 31 January this year, eLife said, it would publish every paper it sent out for peer review: authors would never again receive a rejection after a negative review. Instead, reviewers’ reports would be published alongside the paper, together with a short editorial assessment of the work’s significance and rigour. Authors could then decide whether to revise their paper to address any comments.

The change followed an earlier decision by eLife to require that all submissions be posted as preprints online. The cumulative effect was to turn eLife into a producer of public reviews and assessments about online research. It was “relinquishing the traditional journal role of gatekeeper”, editor-in-chief Michael Eisen explained in a press release, and “promoting the evaluation of scientists based on what, rather than where, they publish”….”

OpenAI co-founder on company’s past approach to openly sharing research: ‘We were wrong’ – The Verge

“Yesterday, OpenAI announced GPT-4, its long-awaited next-generation AI language model. The system’s capabilities are still being assessed, but as researchers and experts pore over its accompanying materials, many have expressed disappointment at one particular feature: that despite the name of its parent company, GPT-4 is not an open AI model.

OpenAI has shared plenty of benchmark and test results for GPT-4, as well as some intriguing demos, but has offered essentially no information on the data used to train the system, its energy costs, or the specific hardware or methods used to create it….

Speaking to The Verge in an interview, Ilya Sutskever, OpenAI’s chief scientist and co-founder, expanded on this point. Sutskever said OpenAI’s reasons for not sharing more information about GPT-4 — fear of competition and fears over safety — were “self evident”:…

OpenAI was founded as a nonprofit but later became a “capped profit” in order to secure billions in investment, primarily from Microsoft, with whom it now has exclusive business licenses….

When asked why OpenAI changed its approach to sharing its research, Sutskever replied simply, “We were wrong. Flat out, we were wrong. If you believe, as we do, that at some point, AI — AGI — is going to be extremely, unbelievably potent, then it just does not make sense to open-source. It is a bad idea… I fully expect that in a few years it’s going to be completely obvious to everyone that open-sourcing AI is just not wise.” …”

The Ivies (Plus) Have Concerns about the Nelson OSTP Memo – The Scholarly Kitchen

“As I read this letter, I had a growing sense that the OA movement is starting to paint itself into a corner. For a couple of decades now, advocates have regularly protested that they understand fully that publishing costs money: they (or at least most – maybe not all) recognize that good editors have to be paid, that peer review has to be managed, that the maintenance of a complex website is expensive, that reliable and well-organized archiving is not free, etc. The problem, they have said, is not with publishers getting revenue to support their work, but with publishers getting revenue by charging for access to the scholarly products of research — especially publicly-funded research….

 

But it seems as though every time a publisher tries to get the necessary money from somewhere other than readers, there’s always a problem, and often one raised by the OA community itself. Toll access is of course completely unacceptable, but APCs (as the Ivy Plus Libraries Confederation rightly points out) are just another kind of toll access; the toll gate is simply moved from its former spot between the reader and the content to a new spot between the author and the publishing service. Furthermore, when drawn from research grants, APCs divert money away from the support of new research towards the dissemination of research already performed — a worthy expenditure, perhaps, but one that entails a real and significant opportunity cost. Subscribe-to-Open, the popular model du jour, relies entirely on libraries continuing to pay subscription fees. And of course when an institution such as a scholarly society or a university underwrites a journal entirely, making it free both to read and to publish in, that money is taken away from other worthy organizational priorities as well. So from whom or from what program should the money be taken? …”

An open letter from UK researchers to UK library directors regarding the UK’s reliance on read-and-publish deals with journal publishers

“On 3rd March 2023, all thirteen “Ivy plus” library directors in the USA published an open letter in support of new ways of publishing journal articles, moving away from article processing charges (APCs)  and read-and-publish models.  These models are increasingly seen as outdated as they reinforce inequities in scholarly publishing.  In particular these models typically move the paywall from the reader to the author which excludes many authors in the global South.  

 
The UK is already unusual in its over-reliance on read-and-publish agreements to achieve open access.  We have a chance now to align with key partners internationally.  If we agree with the principles outlined by the Ivy Plus library directors then a natural next step is to stop negotiating with Springer Nature, and other legacy publishers.  This would allow us to spend time and money on collaborating internationally on more valuable activities like building and maintaining ethical approaches to scholarly publishing.  These new approaches include developing our own infrastructure, diamond open access journals and other promising models such as Subscribe to Open.  These approaches should ensure that our work is freely available for all to read and that authors do not need to pay to publish their work….”

DEAL ist ein Problem – Gespräch mit Thomas Stäcker über die Folgen der Digitalisierung für Bibliotheken (3) – Aus der Forschungs­bibliothek Krekelborn

From Google’s English:  

“Isn’t it obvious that the DEAL project wants to promote open access, but that this good intention is bought at a high price and the oligopoly structures in the science market are being consolidated?

I agree with you there. However, many colleagues in the library world see things differently and see DEAL as a success. After a few years of observation, however, I have to confirm the diagnosis that expectations in DEAL as a game changer in terms of the publication system are being disappointed. We don’t save any money. Promises of reallocating funds are unrealistic. I consider the still existing restriction to a few players to be fatal, since existing oligopolies are being further entrenched. The really good thing about DEAL is that you negotiate on a national level in a consortium. It is also very important that the German Rectors’ Conference organizes this process, because science itself and not just the libraries are involved.So I think a lot of DEAL as a structure, but I don’t think that DEAL is still addressing the right issues at the moment. Why can’t DEAL as a consortium also serve, for example, to establish Diamond Open Access structures? You could get the funding for this, for example from the DFG….”

Should the UK make a deal with Springer Nature? – Unlocking Research

“The UK academic sector is currently in discussion with Springer Nature around a renewed ‘read and publish’ deal for journal content. I understand that most institutions are likely to reject the current deal, but wish to continue negotiations. My position is that further discussions with Springer Nature are futile; we should stop accepting ‘transformative deals’. The likely effect of this deal would be that more of Springer Nature’s content may be openly available to read, but with the ‘paywall’ shifted to the publish side. Here I list my key objections:

There is still no justification for the high APCs (9500 EUR + taxes) for Nature tier journals. Accepting a deal, regardless of the level of discounts that could be achieved, is implicitly accepting their business model. Springer Nature declined to engage with the Journal Comparison Service run by cOAlition S that aims to help understand how costs are determined.
Springer Nature’s view is that ‘gold OA’ is the only viable way to open access. Other models for open access are available, and show promise, including diamond OA journals and Subscribe to Open. However, Springer Nature assert that “they haven’t found a way of making them financially sustainable”.  If we accept a gold-only view of open access,  how can we objectively assess the sustainability of alternative models?
A move to a ‘gold only’ OA world would shift the barrier from reading to publishing content. Springer Nature recently announced a waiver policy for researchers from about 70 lower income countries. This still excludes many researchers worldwide e.g. from Brazil and South Africa, perpetuating neo-colonial attitudes towards the creation of scholarly content and reinforcing existing institutional inequalities within countries. Any waiver programme for APCs should be “no-questions-asked” regardless of where researchers are based. This would need to be properly costed and part of the justification of the APC (point 1).
As of January 2023, several UK institutions have rights retention policies in place, with more expected to follow in the coming months. Individual researchers can also use rights retention strategy by themselves. Rights retention statements allow researchers to meet UK funder’s requirement by depositing their author-accepted manuscript without embargo. I believe Springer Nature should publicly state that they will allow any author worldwide to maintain their rights on their own author-accepted manuscripts.
Over half of Springer Nature’s hybrid journals failed to meet their 2021 targets for open access articles within hybrid journals.  Those hybrid journals that fail again this year to meet their targets will be removed from cOAlition S’s transformative journal program.  Having some journals ineligible for cOAlition S funding but part of a UK read-and-publish deal would further complicate an already confusing system.  It would also question Springer Nature’s commitment to open access….”

Platforms and Knowledge Production in the Age of A.I. | Zenodo

Abstract:  Large-scale digital platforms designed by corporate publishers are increasingly shaping and reconfiguring all aspects of knowledge production and circulation. In the process, these platforms are reshaping the governance of academic labour in powerful but invisible ways. While designed to capitalize on the extraction, collection, and analysis of big data and their traces generated by researchers and their institutions, these platforms seek to create new markets and fashion new “values” in the forms of analytics that researchers seek. The AI in the title of this talk does not refer to Artificial Intelligence, although this is highly implicated in platform design and its logic. AI in this context refers to Automating Inequality, a term borrowed from Virginia Eubanks’ book Automating Inequality: How High-Tech Tools Profile, Police, and Punish the Poor. Analogous to Eubanks’ study, I argue that the predominant knowledge platform design favours the already “rich” in scholarly capital and institutional advantages and punishes the scholarly poor and those on the epistemic margins. Far from a democratizing force, open science has become a practice of complying with standards and funders’ policies and mandates, further exacerbating deep-seated structural inequalities in knowledge production. Reflecting on our many failed attempts at reclaiming the knowledge commons and co-creating open infrastructure, I call for new imaginaries and narratives of what open scholarship may look like or aspire to be. As infrastructure are fundamentally relational, we need to ask what kind of relationships we want to nourish.  

 

Balász Bodó: ‘Digital commons are actually reproducing existing power inequalities’ – Open Knowledge Foundation blog

“OKFN: What does the process of chasing and taking down Z-Library mean for the concept of open knowledge?

Balász Bodó: When I read the news that these two Russian individuals have been detained, I thought, well, history has come to a full circle. I don’t know these people, how old they are, I assume they are in their thirties. But certainly, their parents or their grandparents may have been or could have easily been detained by the Soviet authorities for sharing books that they were not supposed to share. And now, 30 years after the fall of the Berlin Wall, people are again detained for sharing books – for a different reason, but it’s the same threat, ‘You’re gonna lose your freedom if you share knowledge’. …”

European academies hit out at high author charges for open access publishing | Science|Business

“Open access means more and more scientific research is free to read. But now there are complaints about ‘massive’ fees that must be paid upfront by authors and claims commercial publishers are making excessive profits….

ALLEA, the European Federation of Academies of Sciences and Humanities, claims commercial publishers are making the large profits from open access publishing under what is known as the gold model, which allows journal papers to be free to read as soon as they are published.

Instead of journal subscriptions, publishers are paid article processing charges (APCs). These fees can sometimes be thousands of euros.

The financial burden is shifting away from the readers of papers and onto the authors. This is putting a strain on academics around the world, particularly those in less well-off countries, ALLEA says in a report published last month. These fees are often rolled into partner agreements with big publishers, but researchers not covered by these agreements must usually pay APCs.

ALLEA claims that publishers make around $2 billion per year from APCs….

Robert-Jan Smits, president of Eindhoven University of Technology and former European Commission director general for research, who is a leading advocate for open access, told Science|Business that a cap should be placed on APCs to “avoid an explosion of costs,” saying, “There is enough money in the system, it is just in the wrong place.” …”