Abstract: This report sets out principles, opportunities and challenges for the development of a monitoring and evaluation framework for UK Research and Innovation’s open access (OA) policy. The recommended evaluation questions were identified through interviews and workshops with a range of external stakeholders and in-depth desk research investigating existing monitoring and evaluation activities. The report also provides an overview of stakeholder views about key considerations for monitoring and evaluating the policy including principles of best practice. The report annex sets out recommended approaches to answering the questions, including data sources, aggregation and analysis methodologies. UKRI will consider the outcomes and recommendations of this project in developing its final monitoring and evaluation framework.
Category Archives: oa.ukri
Complying with the UKRI open access policy for publishers – Jisc
“Most major research funders now have policies that require research outputs acknowledging their funding to be made open access (OA). Jisc is working with publishers to offer authors compliant routes that meet a range of different funders’ requirements. We are contacting publishers that have published one or more UKRI funded research article per year on average over the past five years to ensure that all UKRI funded authors have the option to publish in their journal of choice….”
Monitoring and evaluating the effectiveness of UKRI’s open access policy | UKRI
UKRI commissioned Research Consulting to undertake a project to support the development of its monitoring and evaluation framework.
Evaluation of researchers in action: Updates from UKRI and a discussion on the utility of CRediT | DORA
“Funding organizations play a key role in setting the tone for evaluation standards and practices. In recent years, an increasing number of funders have shifted their evaluation practices away from an outsized focus on quantitative metrics (e.g., H-Index, journal impact factors, etc.) as proxy measures of quality and towards more holistic means of evaluating applicants. At one of DORA’s March Funder Community of Practice (CoP) meetings, we heard how the UK Research Institute (UKRI) has implemented narrative style CVs for choosing promising research and innovation talent. At the second March Funder CoP meeting, we held a discussion with Alex Holcombe, co-creator of the Tenzing tool, about how the movement to acknowledge authors for the broad range of roles they play to contribute to a research project could also be applied to help funders in decision making processes….”
Webinar #2 on collective funding models for open access books, 19 July 2023, 2pm (BST) | Jisc
This is the second event in the series where library colleagues will discuss how their libraries are adapting policies and practices to meet the challenges of supporting open monographs.
In August 2021, UKRI launched a new open access policy, which for the first time includes a provision for long-form scholarly works including monographs, book chapters and edited collections published from 1 January 2024. In preparation for policy implementation, Jisc and the Open Access Books Network have come together to hold a series of online events which will focus on different publishing models for Open Access books. This online event is the second in the series, and in it, three library colleagues working in scholarly communications and open research will speak about how their libraries are at various stages of success in adapting policies and practices to meet the challenges of supporting open monographs.
New UKRI monographs policy is evolution, not revolution, of OA landscape | Jisc
by Caren Milloy
On 1 January 2024, a new UK Research and Innovation (UKRI) policy comes into force. It takes the UK’s research sector further along the path towards a wider and more inclusive open access (OA) research landscape. It affects longer forms of research and aims to set broad guiderails for publishers and authors that will be refined and developed over time.
UKRI has funded Jisc to support the implementation of its policy. Our teams are working with the sector to develop new ways to approach longform research, leading to the wider adoption of open access for monographs and book chapters.
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PALOMERA: the case for open access academic books – Research
“In January 2024, a new open access policy from UKRI for monographs, book chapters and edited collections comes into force. Jisc is supporting the implementation of this policy, and we feel that participation in the PALOMERA project will be of mutual benefit to Jisc and its members as we start to build up knowledge of the open access (OA) books policy landscape across the European Research Area (ERA). We hope that our experience of implementing an OA books strategy in the UK will be of use to our colleagues in Europe.
PALOMERA stands for Policy Alignment of Open Access Monographs in the European Research Area. The project has been funded for two years (2023-24) under the Horizon Europe: Reforming and enhancing the European R&I System with the aim of understanding why so few OA funder policies include books, and how this can be changed. It will:
Collect and analyse a wide variety of data source related to open access book publishing and funder policies across geographies, languages, economies, and disciplines within the ERA, creating a Knowledge Base that will structure and make available knowledge to explain the challenges and bottlenecks that hold back open access to academic books
Create a forum for funders to focus specifically on OA books and related issues
Produce actionable recommendations and resources to support funder and institutional policies for OA books, with the overall objective of speeding up the transition to open access for books to further promote open science
Address all relevant stakeholders (research funders and institutions, researchers, publishers, infrastructure providers, libraries, and national policymakers), facilitating co-creation and validation events throughout the project to ensure that the views and voices of all relevant stakeholders are represented…”
UKRI updates guidance for open access policy
From 1 January 2024, UK Research and Innovation (UKRI)’s new open access policy will apply to monographs, book chapters and edited collections
The open access policy applied since April 2022 for peer-reviewed research articles acknowledging UKRI funding.
The policy aims to ensure that findings from research UKRI funds with public money can be accessed and built on by the research and innovation community and wider society.
New guidance
UKRI has published the following information to support UKRI-funded authors and research organisations to follow the new policy:
guidance for researchers about our long-form open access requirements
updated UKRI open access policy, including new guidance on using long-form policy exemptions
information about UKRI’s dedicated long-form open access fund and other open access implementation updates
updated guidance on accessing long-form open access funding before 2024
updates to frequently asked questions about the policy, including the use of UKRI open access funding for transformative journals
Open access is less established for books and while open access is preferred there may be instances when open access publication is not feasible. Please refer to the guidance about when and how to apply one of the defined exemptions.
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Complying with the UKRI open access policy: member experiences – Jisc
“Complying with the UKRI open access policy: member experiences
Representatives from three HEI libraries will share their experiences of implementing the UKRI OA policy at their institution.”
New Jisc research infrastructure assets report will drive collaboration – Jisc
“For the first time, UKRI-funded report brings together views of 15 major stakeholders from across the UK research community.
To gain an unprecedented insight into the UK’s academic research infrastructure assets, Jisc has collected the views of leading bodies from across the sector.
The new report, Optimising the UK’s university research infrastructure assets, aims to help identify more opportunities for collaboration, attracting investment, developing skills and reducing bureaucracy.
The UK’s university research infrastructure assets include equipment, facilities and the laboratories commissioned for research use across all disciplines.
The report outlines a range of perspectives from interviews with leaders and experts at 15 groups and stakeholder organisations from the UK’s higher education, research and innovation sector.
It highlights opportunities for new collaborative approaches to optimise the use, sharing, efficiency and sustainability of research infrastructure assets, and was funded by UK Research and Innovation.
The report identifies four key areas of opportunity for the research sector, which it recommends should receive extra investment to promote knowledge exchange and the commercialisation of research and development: …”
Reproducibility and Research Integrity – Science, Innovation and Technology Committee
“The United Kingdom is experiencing the largest-ever increase in public investment in research and development, with the Government R&D budget set to reach £20 billion a year by 2024/5. The creation of the new Department for Science, Innovation and Technology has been advanced by the Government as heralding an increased focus on research and innovation—seen to be among Britain’s main strengths.
At the same time, there have been increasing concerns raised that the integrity of some scientific research is questionable because of failures to be able to reproduce the claimed findings of some experiments or analyses of data and therefore confirm that the original researcher’s conclusions were justified. Some people have described this as a ‘reproducibility crisis’.
In 2018, our predecessor committee published a report ‘Research Integrity’. Some of the recommendations of that report were implemented—such as the establishment of a national research integrity committee.
This report looks in particular at the issue of the reproducibility of research….
We welcome UKRI’s policy of requiring open access to research that it funds, but we recommend that this should go further in requiring the recipients of research grants to share data and code alongside the publications arising from the funded research….”
Optimising the UK’s university research infrastructure assets – Jisc
“This summary report brings together a range of perspectives from the UK’s higher education, research and innovation sector and stakeholder organisations.
It highlights some opportunities for collective approaches to optimise the use, sharing, efficiency and sustainability of research infrastructure assets, from the perspective of stakeholders in universities, regional consortia, funders and sector bodies from across the UK. It is intended as the beginning of a conversation and is for anyone interested in the opportunities we have identified….”
New Jisc research infrastructure assets report will drive collaboration | Jisc
“For the first time, UKRI-funded report brings together views of 15 major stakeholders from across the UK research community.
To gain an unprecedented insight into the UK’s academic research infrastructure assets, Jisc has collected the views of leading bodies from across the sector.
The new report, Optimising the UK’s university research infrastructure assets, aims to help identify more opportunities for collaboration, attracting investment, developing skills and reducing bureaucracy.
The UK’s university research infrastructure assets include equipment, facilities and the laboratories commissioned for research use across all disciplines.
The report outlines a range of perspectives from interviews with leaders and experts at 15 groups and stakeholder organisations from the UK’s higher education, research and innovation sector.
It highlights opportunities for new collaborative approaches to optimise the use, sharing, efficiency and sustainability of research infrastructure assets, and was funded by UK Research and Innovation.
The report identifies four key areas of opportunity for the research sector, which it recommends should receive extra investment to promote knowledge exchange and the commercialisation of research and development….”
UKRI’s open access policy, a year on | Research Information
Caren Milloy outlines the policy’s impact and the work that made it happen
The launch of the UKRI’s OA policy in April 2022 marked an important waypoint on the journey to open access.
The policy provided a steer for how publicly funded research should be shared, reused, and built upon for the benefit of wider society. For Jisc, it aligned perfectly with our work with the sector to enable open access to UK research and to save the sector time and money.
Event: Transcript: Complying with the UKRI open access policy: member experiences
Representatives from three HEI libraries will share their experiences of implementing the UKRI OA policy at their institution