Five principles for monitoring and evaluation: The case of UKRI’s Open Access policy | Research Consulting

by Andrea Chiarelli

Between August and November 2022, almost 80 individuals from across the research and publishing landscape contributed to a study we delivered on behalf of UK Research and Innovation (UKRI), to support the development of a monitoring and evaluation (M&E) framework for their Open Access (OA) policy.

The framework will help UKRI and the sector assess open access progress, levels of compliance with the policy and its effectiveness. It will also seek to establish insights into open access publication trends across the UK and, where possible, their impact on academic practices and society.

We are in the process of finalising project outputs for public dissemination alongside our associates Bianca Kramer and Cameron Neylon, but we are now in a position to share some high-level findings and next steps. This blog covers five key principles we identified from our discussions with the research and publishing communities, as well as considering the implications for UKRI’s future M&E efforts.

 

Open Science in Africa: What policymakers should consider

As Open Science (OS) is being promoted as the best avenue to share and drive scientific discoveries at much lower costs and in transparent and credible ways, it is imperative that African governments and institutions take advantage of the momentum and build research infrastructures that are responsive to this movement. This paper aims to provide useful insight into the importance and implementation of OS policy frameworks. The paper uses a systematic review approach to review existing literature and analyse global OS policy development documents. The approach includes a review of existing OS policy frameworks that can guide similar work by African governments and institutions. This critical review also makes recommendations on key issues that Africa should consider in the process of OS policy development. These approaches can be widely used as further foundations for future developments in OS practices on the continent.

The green, gold grass of home: Introducing open access in universities in Norway

In this paper, we investigate how open access is reflected and implemented in all Norwegian universities and how they responded to national policy developments for open access in the period 2009–2021. We analyse how the universities adapted arguments for the three core missions of the universities–research, education, and societal impact–when they reacted to increasing pressures to facilitate open access. Our analysis is based on 182 institutional strategy documents, open access policies and annual reports. When considering the profile of the institutional policies and the explicit referrals to national policies, we find there is a great deal of homogeneity between Norwegian universities, and they are mostly aligned with national policy. Open access is connected to the third mission in all university strategies, but often in a very general manner and without documenting benefits for non-academic users. We find limited emphasis on open access as advantageous for education. All universities show commitment to open access, and several can be described as proactive as they tie it to different types of local incentives. Development over time suggests more mature and institutionalised polices that do not challenge what we may call the academic heartland and its core value of academic freedom, including where and how to publish. We propose a framework for analysing similar institutionalisation processes with three main dimensions: mimesis, adaptation/integration with existing practices, and maturation/commitment.

The French Presidency of the Council of the EU announced the creation of a task force on digital commons.

On 7 February, during the Building Europe’s Digital Sovereignty conference, the Minister for Europe and Foreign Affairs Jean-Yves Le Drian along with the Secretary of State of the Minister for Europe and Foreign Affairs Clément Beaune and the Secretary of State in charge of Digital Transition and Electronic Communications Cédric O announced the establishment of a new task force on digital commons, the latter described by the French Presidency of the Council of the European Union as “non-rivalrous and non-exclusive digital resources defined by shared production, maintenance and governance”.

As overarching goals of such an initiative, the French Presidency strives to enhance European and international cooperation to ultimately scale up existing national digital commons and open source software projects, as well as to raise awareness and promote open technologies in the EU- and Member States-level public sector and start building a governance framework to support digital commons through human and financial resources.

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A new approach to supporting scholarly communications: announcing the open access community framework (OACF) | Jisc

o further realise Jisc and its strategic groups’ commitment to working with stakeholders across the scholarly communication landscape and supporting innovation, we’re now announcing a new approach to supporting publishers or initiatives operating under the diamond OA model – open access publishing with no subscription or author facing fees –  with the open access community framework (OACF). 

Jisc has worked with a range of subscription and fully OA publishers so far, negotiating agreements based on a variety of models, including read and publish, subscribe to open, funder-compliant green, to help all publishers wishing to engage with OA. We also have several agreements for OA monographs and agreements supporting core scholarly communications infrastructure, such as arXiv.

Bosman, de Jonge, Kramer, and Sondervan (2021) Advancing open access in the Netherlands after 2020: from quantity to quality | UKSG Insights

Bosman, Jeroen, Hans de Jonge, Bianca Kramer, and Jeroen Sondervan. 2021. “Advancing Open Access in the Netherlands After 2020: From Quantity to Quality”. Insights 34 (1): 16. DOI: https://doi.org/10.1629/uksg.545

Abstract: The purpose of this article is to explore options to further open access in the Netherlands from 2021. Its premise is that there is a need to look at the qualitative aspects of open access, alongside quantitative ones. The article first takes stock of progress that has been made. Next, we suggest broadening the agenda by involving more types of actors and other scholarly formats (like books, chapters, proceedings, preprints and textbooks). At the same time we suggest deepening the open access agenda by including several open access dimensions: immediacy, diamond open access, open metadata, open peer review and open licences. To facilitate discussion, a framework is proposed that allows specifying these actions by the a) aspects of open access they address (what is made open access, how, when and where it is made open access, and copyright and rights retention), b) the actors that play a role (government, research institutions, funders) and c) the various levels at which these actions can be taken: state as goal, set as policy, legalize and promote, recognize and reward, finance, support with infrastructure. A template is provided to ease the use of the framework.

REF open-access requirement for books ‘worth the outlay’ | Times Higher Education (THE)

As preparations for the 2021 research excellence framework continue apace, UK-based academics could be forgiven for pushing the 2027 assessment to the back of their minds for now.

However, one specific element of the plans for the REF after next has been triggering lively debate in recent weeks: the proposed extension of open-access requirements for submitted outputs to include long-form scholarly works and monographs.