Canada’s tri-agency open access policy

Kudos to Canada’s three major research funding agencies (the Social Sciences and Humanities Research Council, Canadian Institutes of Health Research and the National Sciences and Engineering Research Council or SSHRC, CIHR & NSERC) on their new open access policy.

In brief, for grants awarded as of May 2015 (January 1, 2008 in the case of CIHR), researchers are required to ensure that any peer-reviewed journal publications arising from Agency-supported research are freely accessible within 12 months of publication. Researchers can select whether to make their work openly accessible via an open access repository or through publishing in an open access journal.

In many respects this is an exemplary policy. Strengths of the policy include:

  • researchers are required not just encouraged to make their work freely available
  • the aim is free accessibility – this is clearer and simpler than technical definitions of open access that appear equally simple but introduce potential problems down the road – see my Creative Commons and Open Access Critique series for details
  • researchers are responsible for ensuring that they publish in journals that will allow compliance with this policy – this reinforces that the primary rights in results of published research rest with the researchers and the public that funded the work, not the publisher
  • researchers are strongly encouraged to deposit their article in an accessible online repository even when publishing in an open access journal
  • open access publication fees (APCs) are an allowable expense under the granting conditions. This is excellent because it provides the option for researchers who feel the services provided are of value to them and this makes sense in their context, and this will improve the prospects for some open access journals. By leaving the decision about how to use funds to the researchers this gives market incentive to spur competition. For example, researchers using their own grant funds that could otherwise be directed to other purposes have far more incentive to seek a good price, or even to ask whether such services are really necessary, than researchers accessing block funds otherwise unavailable to them (e.g. the UK approach). Being forced to make such decisions about whether to pay APCs, hire research assistants, or fund travel and conference expenses gives scholars a needed incentive to reconsider the whole publishing system. As far back as 1994, Odlyzko wrote about the impending demise of the scholarly journal. The stickiness of the current system developed and primarily suited for print publication and physical delivery is far from optimal in the internet age
  • the harmonization of the policy for all three granting agencies will facilitate education and compliance
  • the policy includes an open data policy for specific data under CIHR funding. This too is wise. We have only begun to consider the issues surrounding opening access to data with many different types of research, such as the primary rights and policies of third party organizations that researchers work with, confidentiality and other rights of human research subjects. At this point, my perspective is that to open up research data what we need most is support and infrastructure, an appropriate role for the university library, with careful development of policies over time that will likely be discipline and situation specific.

No policy is perfect, and here are my suggestions for improvement:

  • Researchers should be required and not just strongly encouraged to deposit a copy of their research in a Canadian open access repository, even if they have published in an open access journal or deposited in a disciplinary repository. The only way we can ensure ongoing preservation and open access to the results of Canadian-funded research is by keeping a copy of the works in repositories over which we have control. Journals come and go; whether open access or not, there is no guarantee that a journal will remain available forever. Open access journals can change their business models. Funding for a disciplinary repository maintained elsewhere could dry up.
  • 12 months is too long. The permitted embargo should be shortened to 6 months, with a view to eventually elimination.


Odlyzko, A. (1994). Tragic loss or good riddance? The impending demise of scholarly journals. Journal of Universal Computer Science 0:0. doi 10.3217/jucs-000-00-0003

My response to the tri-agency draft policy is posted here.

Cloud Cover: A Favorable Forecast for Open Access in Agriculture

How is the cloud improving open access and open data in agriculture?

There is one important aspect of the cloud that is often overlooked, and in my opinion, will allow open access and open data for agriculture to thrive in achieving the fullest access and availability possible.

Read Cloud Cover: A Favorable Forecast for Open Access in Agriculture

Positively Negative: A New PLOS ONE Collection focusing on Negative, Null and Inconclusive Results

“I never quit until I get what I’m after. Negative results are just what I’m after. They are just as valuable to me as positive results.” – Thomas A. Edison The publication of negative results is vitally important for many … Continue reading »

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New open access offset agreement for Austria announced

“The Austrian Science Fund (FWF), the Austrian Academic Consortium (Kooperation E-Medien Österreich, KEMÖ), and Taylor & Francis Group have today announced a two year pilot which will offset article publishing charges paid by the Austrian Science Fund against subscription costs for KEMÖ members. This offset amount will be used by the Austrian Academic Consortium members to reduce the costs of their new or existing subscriptions. In so doing, the agreement allows Taylor & Francis Group to fully acknowledge the funding provided by FWF for researchers to publish on an open access basis in the hybrid journals that make up Taylor & Francis Group’s Open Select program….

Many are skeptical about feasibility of goals set by Dekker

Summary of the open access discussion meeting at University of Twente, 18 February 2015
After an introduction by Franciska de Jong, professor of language technology at UT, Jos Engelen (NWO) presented his position on the necessity and inevitability of open access. Detlef Lohse, professor of Physics of Fluids Group (UT) presented a critique of the commercial interests of major publishers in the golden route of open access (‘public money for private wealth’). He then led the discussion with a panel consisting of the first two speakers complemented by three UT professors.

On the basis of discussion statements of the panelists there was a lively and interesting debate, both among the panelists and with the audience. Although nobody doubts about the importance of open access, many are skeptical about the feasibility of the goals recently set by secretary of state Sander Dekker. Or as panelist and professor of Political Science Kees Aarts summarized: “We underestimate the resistance of publishers to change the publishing model and overestimate the willingness of scientists to actually opt for open access.”

Velen sceptisch over doelen Dekker

Samenvatting van de discussiebijeenkomst bij Bibliotheek & Archief van de Universiteit Twente op 18 februari 2014

Na een inleiding door Franciska de Jong, hoogleraar taaltechnologie aan de UT, presenteerde Jos Engelen (NWO) zijn standpunt over de noodzaak en onvermijdelijkheid van open access. Daarna gaf Detlef Lohse, hoogleraar Physics of Fluids (UT) een kritische beschouwing over het commerciële belang van grote uitgevers bij de golden route van open access (‘public money for private wealth’). Hij leidde vervolgens de discussie met een panel bestaande uit de twee eerstgenoemde sprekers aangevuld met drie UT-hoogleraren.

Aan de hand van discussiestellingen van de panelleden ontstond een geanimeerd en interessant debat, zowel tussen de panelleden als met het publiek. Hoewel niemand het belang van open access in twijfel trekt, zijn velen sceptisch over de haalbaarheid van de doelen die staatssecretaris Dekker onlangs gesteld heeft. Of zoals panellid en hoogleraar Politicologie Kees Aarts het uitdrukte: ‘We onderschatten de weerstand van uitgevers om het publicatiemodel te veranderen en overschatten de bereidheid van wetenschappers om daadwerkelijk voor Open Access te kiezen’.

Stellenangebote Open Access Journal Development Editor (m/f) – Heidelberg StepStone

“Primary area of responsibility of the Open Access Journal Development team is development of SpringerOpen journals from launch to Impact Factor and beyond. As an Open Access Journal Development Editor you are responsible for assisting in the success and development of open access journals within SpringerOpen. This involves the setting and implementation of strategic journal development and content soliciting plans, as well as supporting internal Springer departments with journal specific development activities. Overall, the aim is to support open access journals to maintain continuous publishing schedules by increasing submissions, optimizing publishing services for authors, and providing guidance to internal/external journal stakeholders….”

JHOVE – JSTOR/Harvard Object Validation Environment

“The concept of representation format, or type, permeates all technical areas of digital repositories. Policy and processing decisions regarding object ingest, storage, access, and preservation are frequently conditioned on a per-format basis. In order to achieve necessary operational efficiencies, repositories need to be able to automate these procedures to the fullest extent possible….”